Currently, the customer and PAB7reserve formulas in Exhibit A to Exchange Act Rule 15c3-3 allow a broker-dealer to include a debit in the applicable formula with respect to either (i) margin required and on deposit with The Options Clearing Corporation (for all op...
Certain types of applications for grants, cooperative agreements, or contracts are submitted to departments or agencies with the knowledge that subjects may be involved within the period of support, but definite plans would not normally be set forth in the application or proposal. These include acti...
Currently, the customer and PAB7reserve formulas in Exhibit A to Exchange Act Rule 15c3-3 allow a broker-dealer to include a debit in the applicable formula with respect to either (i) margin required and on deposit with The Options Clearing Corporation (for all option...