Star’s regulatory employee compliance solutions empower all industries to monitor conflicts, meet regulatory obligations, reduce risk & comply with confidence.
Managing regulatory risk involves forward-looking strategic thinking, as well as careful monitoring of public opinion and the regulatory process in a business's given sector. Compliance risk, on the other hand, involves knowledge of existing laws and regulations and a more systematic approach to veri...
Manage your regulatory risk and compliance needs with Wipfli. Our integrated services help align your organization in maintaining security and compliance.
Manage your regulatory risk and compliance needs with Wipfli. Our integrated services help align your organization in maintaining security and compliance.
Regulatory compliance management solutions for financial services automate expensive, manual work while mitigating compliance risk.
Financialand regulatory risk solutions should help youanticipateand adaptforthe future. Our team has theexperienceto helpyou stay ahead of Sarbanes-Oxley(SOX), J-SOX, MAR, CFIUS, AML,and Consumer Financial Regulatory Compliance. Learn More
Dow Jones Risk & Compliance collaborated with FINTRAIL to write a paper detailing the approaches for setting up a screening program. This paper provides options for setting up a screening program, however, it does not mandate one approach over another. Instead, it aims to highlight critical cons...
Enterprise Risk Management Conduct Governance & Culture Why Alpha? Across the globe, our experts deliver pragmatic advice on risk and compliance work. We’ve built a uniquely qualified team that brings an unrivalled knowledge of market practice to the asset and wealth sector. We know how the regu...
LexisNexis’s suite of compliance tools are here for you to compliance with confidence. Learn more about our suite of products made for your regulatory risk needs.
Coverage on compliance, corporate governance updates, data privacy, regulatory policy and enforcement, and everything in between. Explore recent compliance, risk & governance news at Compliance Week.