corporations and non-compliance of regulatory requirements by market intermediaries, or their related corporations. legco.gov.hk 法案委員會察悉,《證券及期貨條例草案》第 VIII部訂明證監 會就上市法團的涉 嫌失 當行為及市場中介人或 其相關法團不 遵從 規管規定的情況進行查訊、 視察、 監察及 調查的...
不规范管理（监管）
What risks and consequences come with non compliance and how do you avoid them? This article covers all you need to know.
Trade, emissions, and regulatory (non-)compliance: Implications of firm heterogeneityThis paper provides the implications of firm heterogeneity for the environment. In autarky, raising emission tax generates an average productivity gain and favors efficient firms in the sense that their output expands. ...
Groundwater governance: explaining regulatory non-compliance This paper explores the non-compliance of water users through a case study of groundwater resources in the Gulf Islands (British Columbia (BC)) and the San... A Cohen,K Bakker - 《International Journal of Water》 被引量: 15发表: 20...
Similarly, regulatory compliance is critical in systems that are governed by regulations and law, especially given that non-compliance can result in both ... PN Otto,AI Anton - IEEE International Requirements Engineering Conference 被引量: 177发表: 2007年 The Effects of Punishment on Firm Complianc...
Regulatory Compliance TCO Certified TCO Certified is a sustainability certification for IT products with the aim of promoting an environmentally and socially responsible product life cycle. Certifications cover eight categories: displays, notebooks, tablets, smartphones, desktops, all-in-one computers, proj...
As global regulation becomes increasingly complex and risks associated with non-compliance grow, we help our clients keep on top of regulatory change through our knowledge of regulatory requirements across the globe, our deep understanding of asset and wealth management, integrating with the clients we...
ISO 45001 Certification ISO 45001 is an international standard for Occupational Health and Safety Management. It provides a framework which helps organizations to identify and reduce the risks of occupational health and safety, while creating a safe and healthy work environment. This standard enables Le...
Penalties for non-compliance with sanctions regimes can be severe—ranging from multi-billion-dollar fines to having business licenses revoked. From banking, insurance, money services businesses and beyond, no one is immune to AML regulatory enforcement. ...