The regulations are quite specific about the content of SPDs, and threaten significant penalties for non-compliance (for instance, $100 per day for each day that an employ- ee who has requested an SPD is not provided with one). Electronic distri- bution is permitted in some circum- stances...
Managing regulatory risk involves forward-looking strategic thinking, as well as careful monitoring of public opinion and the regulatory process in a business's given sector. Compliance risk, on the other hand, involves knowledge of existing laws and regulations and a more systematic approach to veri...
Corporate & Regulatory Compliance Boot Camp: Foreign Corrupt Practices Act Compliance The Federal Corrupt Practices Act (“FCPA”) prohibits a U.S. company or person from bribing foreign government officials to obtain a business advantage. Along with this seemingly simple restriction comes accounting an...
At Dell, we design and test all our products to ensure that they conform to all regulatory compliance laws of the country in which they are sold.
While we're concerned here principally with the microeconomic level, it's true that the regulatory system does, or should, play a key role in maintaining healthy flow of capital, fair markets, and an economy supportive of corporate growth, providing a sound basis and protections for all parties...
Wipfli’s regulatory compliance for financial services team is ready to help you navigate complex, changing regulations and streamline your compliance management.
Enterslice deals in Regulatory compliance support related to Direct Tax, computation of Advance Tax calculation, preparation and filing of the corporate tax returns.
From compliance and risk management matters, throughout internal and regulatory investigations, enforcement action, to remediation and recovery, we provide our clients with a full suite of regulatory and investigations service. We have on-the-ground support in emerging markets including Africa, the Mi...
General support of the internal Compliance Management application that facilitates regulatory change, including maintaining training materials and recommending procedural/system changes, and support of the larger enterprise regulatory change framework. Work on special projects, advise on and implement process ef...
Coverage on compliance, corporate governance updates, data privacy, regulatory policy and enforcement, and everything in between. Explore recent compliance, risk & governance news at Compliance Week.