Regulatory Compliance Officer, VP PIMCO 上海市 legal and regulatory requirements... Requirements Possess strong regulatory and compliance knowledge...更多…… Regulatory Risk Analyst I - C09 - SHANGHAI Citi 上海市 timelines assigned by Regulatory. Ensure accuracy, timeliness and completeness of Regulato...
Client Details Our client is a tier 1 Private Bank. Description As Regulatory Officer you have the following responsibility: Policy Development: Developing and updating policies and procedures to ensure that the bank's activities are in compliance with regulatory standards. Reporting: Preparing and subm...
Experience in retail banking operations / banking products, exposures to audit and/or compliance functions/ requirements an advantage. Ability to multi-task and prioritize while ensuring quality. Good command of written and spoken Cantonese and English. Candidate with less relevant experien...
Contract type Hours Experience level Job DESCRIPTION: You will be supporting the Asia Pacific Regulatory Services Team with: Assist in overseeing KYC programme and onboarding of clients on behalf of our Hong Kong Office; Review of KYC files and accurately risk assess new and existing clients, res...
Link: Head of QA, Regulatory Compliance Testing and Training from Interactive Brokers Dates: All year 2019. Job location: Chicago, USA. Job description: Develop and oversee the firm’s QA Testing functions. Create a robust on-going AML Training Program. Manage team leads responsible for QA ...
Job role Accountant Sector Accounting - Public practice, Banking and financial services About QNB QNB Group, the largest Financial Institution in the Middle East and Africa are looking to hire a Specialist Domestic Business Regulatory Compliance, to meet the expansion needs of our office in QN...
It will not be enough to add the title to the organization chart and give that person a new job description. Senior management have a responsibility to appreciate the importance of defining the role of PRRC correctly and providing the necessary support and resources for the PRRC to be ...
Job Title:Assistant General Counsel – Programs and Regulatory Affairs Department:Office of the General Counsel Location:Oakland, CA; Washington, DC., Chicago, IL or Remote Reports To:Chief Legal Officer Supervises:N/A Context:At the Sierra Club, we believe in the power of togetherness. Together...
On Tuesday, he pushed back against Cheh’s description of the PAC as anything like Tammany Hall, the notorious political machine that operated in New York City during the 19th and 20th centuries. “I have a hard time with that when we are completely in compliance with the campaign finance ...
Function Foods approvals and compliance Importer Manufacturer Biologicals Guiding and assisting through the maze of regulations End to End Regulatory Support in Registration of biologicals Import license Test license Export NOC CLAA, LVP, Serums, NOC for Vaccines, etc. ...