Summary This chapter elaborates the regulatory, legal and compliance aspects of trading. To regulate the financial services industry, most governments have set up regulatory bodies which have legal powers and responsibilities. In Britain there is the Financial Services Authority (FSA), while in the ...
Summary This chapter elaborates the regulatory, legal and compliance aspects of trading. To regulate the financial services industry, most governments have set up regulatory bodies which have legal powers and responsibilities. In Britain there is the Financial Services Authority (FSA), while in the ...
Legal and regulatory compliance 对法律与规范的服从 An aid to meet regulatory compliance一种满足对规范顺从的援助
Create a secure future with Regulatory and Legal Emerging new technologies, constantly changing regulations and ever-evolving business needs shift the ground beneath your feet. We can help you re-write the story, one where you can identify and manage risks and issues in advance, use technology to...
system is to ensureregulatory complianceandto reduce environmental impact through waste reduction and recycling. digikey.ca digikey.ca 该环境管理体系的目标是确保合规性以及通过减少废物和回收利用来降低对环境的影响。 digikey.cn digikey.cn [...] ...
‘Tim Dawson and Chris Carroll are very capable individuals who are practical and good to work with.’ ‘The largest and highest powered offshore legal outfit.’ More Walkers Walkers maintains a thriving regulatory and compliance practice, which is a go-to choice for a number of non-regulated...
[translate] ato comply with a legal, compliance or regulatory request for electronically stored information? 依从一个法律,服从或者管理要求电子被存储的信息?[translate]
Policy & Compliance NSCC Disclosure Framework - 2024 Q2 The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles....
Deloitte Regulatory & Legal services is dedicated to helping organizations in their efforts to achieve regulatory and legal compliance and transform their departments to add greater value to the business. It’s not just about managing risk and vulnerabilities; our regulatory and legal services put thre...