而有關B類DPMS註冊者,制定反洗錢(Anti-Money Laundering, “AML”)和反恐融資(Counter-Terrorist Financing, “CTF”)政策、程序和控制,任命一名AML負責人,並為工作人員提供進行客戶盡職審查的培訓。 結論 香港對貴金屬和寶石經銷商的新監管體制是本港打擊洗錢和恐怖融資努力的重要一步。對於本地...
Platform Operators should also ensure that records set out in paragraphs 14.7, 14.8 and 14.9 of the VATP Guidelines are kept.7Platform Operators should keep sufficient records in relation to the conduct of regulated activities and client assets that it ...
Platform Operators should have a sound risk management framework to enable them to identify, measure, monitor and manage risks ranging from the technical aspects of VA (i.e. storage, transfer and/or custody) to legal, as well as money laundering and terrorist fina...
On June 24, 2022, the Hong Kong Government gazetted the Anti-Money Laundering and Counter-Terrorist Financing (Amendment) Bill 2022. The Amendment Bill introduces changes to the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615),
[2] “Treasury Publishes 2024 National Risk Assessments for Money Laundering, Terrorist Financing, and Proliferation Financing.”U.S. Department of the Treasury, 7 February 2024, home.treasury.gov/news/press-releases/jy2080. Filed Under:Corruption,counterterrorism enforcement,cybercrime,cybercrime ...
The GP must appoint a responsible person in Hong Kong (who may be the GP) to carry out required measures set out under Schedule 2 (Requirements relating to customer due diligence and record keeping) of the Anti-Money Laundering and Counter-Financing of Terrorist Ordinance (“AMLO”). The res...
See for example General Principle 9 and paragraph 14.1 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission, Internal Control Guidelines and The Guideline on Anti-Money Laundering and Counter-Terrorist Financing.↩...
profits generated by drug trafficking between criminals and terrorists groups would be more than sufficient for terrorists groups to plan, finance and implement acts of terror. Drugs have even been used as the currency in the case in the Madrid bombings.[Drug trafficking and the financing of ...
(c) Changes to the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (AMLO), which, when they come into effect in June 2023, will introduce a new licensing regime for VATPs that carry on the business of trading non-security tokens in Hong Kong and/or actively market such serv...
When assessing country risk, LCs should take account of factors such as whether a country is subject to financial sanctions or prone to corruption (see 2.8, 4.13 and 4.14 of the SFC Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Corporations)). ...