However, extensive regulations, including capital reserve requirements and compliance with anti-money laundering (AML) and counter-terrorism financing (CTF) laws, complicate lending processes and increase costs. Macroeconomic conditions and market demand shifts also impact lending. The chapter concludes by ...
The Regulations provide for a Temporary Permissions Regime for firms that are currently authorized to carry on a regulated activity in the U.K. under an EEA passporting right that have either applied for U.K. authorization prior to the U.K. withdrawal date or have notified the relevant U.K...
Good understanding of the local regulations (Greater China and emerging markets). Ability to communicate (orally and written in English and Chinese) effectively with both GwIA and business senior stakeholders including experience of influencing and challenging senior management and building excellent relatio...
These securities are risky and respond to tax rates and prudential regulations, suggesting tax avoidance and regulatory arbitrage. Issuers are mostly intangible... L Alfaro,E Faia,RA Judson,... - 《Risk Management & Analysis in Financial Institutions Ejournal》 被引量: 0发表: 2020年 Kingdom of...