Additional Proposed Changes While the proposed revision to the definition of “negotiated price”[RD1]is by and far and away the most significant proposal in the 2023 Proposed Rule, additional proposals include the following: Additional Marketing Oversight.CMS proposes additional requiremen...
Proposed Changes to Arbitration Policies, Functions, and ProceduresMaria A. Fried
All of these changes go well beyond the authority granted to the Commission, and, if banks were to seek to remain eligible to serve clients of RIAs, all would have a direct and significant effect on the regulation of banks, which are matters that are entrusted to the banking agencies. ...
2023-003 Page 9 of 73 section of the Treasury Policy to reflect the proposed liquidity requirement changes, namely, for US dollar denominated products, ICC proposes changing the (i) minimum percentage of the overall Initial Margin requirement to be met in US dollar denominated assets (i.e., ...
Will the proposed regulatory changes have an impact on the process for coverage and reimbursement, whether among private payors or government programs, like Medicare or Medicaid? Lastly, and significantly, the fate of the rule and policy will depend on the priorities of the...
Each of these U.S. person activities controls would apply only to the extent that the relevant activities are not subject to a license requirement or general prohibition administered by another federal department or agency, such as under the ITAR (i.e., “defense services,” as d...
The proposed rules contemplate disclosure compliance dates (as to most of the disclosures) of fiscal year 2023 for large, accelerated filers; fiscal year 2024 for accelerated filers and non-accelerated filers; and fiscal year 2025 for smaller reporting companies....
Trump’s tax policies broadly tilt toward corporations and wealthier Americans. That’s mostly due to his promise to extend his 2017 tax overhaul, with a few notable changes that include lowering the corporate income tax rate to 15% from the current 21%. That also involves rolling back Demo...
Santa Clara, CA An Apple employee has filed a California labor PAGA lawsuit accusing the tech giant of harmful workplace policies by spying on its workers and violating workers’ privacy rights via their personal iCloud accounts and non-work devices. This lawsuit isn’t the first complaint ...
SR-NASDAQ-2023-016 Page 3 of 110 1. Text of the Proposed Rule Change (a) Pursuant to the provisions of Section 19(b)(1) of the Securities Exchange Act of 1934, as amended (the "Act")1 and Rule 19b-4 thereunder,2 The Nasdaq Stock Market LLC ("Nasdaq" or "Exchange") is ...