They require covered banks to "establish and adhere to compensation and performance management programs that comply with any applicable statute or regulation." Further, the programs must "[e]nsure the [CEO], front line units, independent risk management [another specifically defined unit of the bank...
Fintech and Government Regulation: If It Quacks Like a Bank… - ScienceDirect Fintech can provide financial services more efficiently, effectively, and inclusively, but can also produce products that harm consumers, misdirect savers,... J Hill - 《Fintech & the Remaking of Financial Institutions...
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). ...
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the re...