Firms should mark transactions involving hard-to-find stock as short or short-sale exempt, but have not. Those firms have either failed to make the systems enhancements to enable order-marking or are unaware of the requirement for order-marking within Reg SHO.EBSCO_bspOperations Management...
NYSE:REG NYSE:REGL NYSE:REM NYSE:REML NYSE:RESI NYSE:REXR NYSE:RF NYSE:RFI NYSE:RFMZ NYSE:RHP NYSE:RIF NYSE:RITM NYSE:RIV NYSE:RKT NYSE:RLI NYSE:RLJ NYSE:RLTY NYSE:RMM NYSE:RMMZ NYSE:RMT NYSE:RNP NYSE:ROK NYSE:ROP NYSE:RPT NYSE:RQI NYSE:RS...
NYSE:REG NYSE:REGL NYSE:REM NYSE:REML NYSE:RESI NYSE:REXR NYSE:RF NYSE:RFI NYSE:RFMZ NYSE:RHP NYSE:RIF NYSE:RITM NYSE:RIV NYSE:RKT NYSE:RLI NYSE:RLJ NYSE:RLTY NYSE:RMM NYSE:RMMZ NYSE:RMT NYSE:RNP NYSE:ROK NYSE:ROP NYSE:RPT NYSE:RQI NYSE:RS...
Reg SHO for Rules 200 and 203 Symbols Restrictions User/Account Restrictions Mass Order Cancellation Order by Order checks for Maximum Price Discrepancy, SOQ, SOV, Order Throttle and Duplicate Orders DAS | DMAr DAS Trader DMAr – Direct Market Access router is a smart routing system designed to ...
Reg SHO for Rules 200 and 203 Symbols Restrictions User/Account Restrictions Mass Order Cancellation Order by Order checks for Maximum Price Discrepancy, SOQ, SOV, Order Throttle and Duplicate Orders DAS | DMAr DAS Trader DMAr – Direct Market Access router is a smart routing system designed to ...
NYSE:REG NYSE:REGL NYSE:REM NYSE:REML NYSE:RESI NYSE:REXR NYSE:RF NYSE:RFI NYSE:RFMZ NYSE:RHP NYSE:RIF NYSE:RITM NYSE:RIV NYSE:RKT NYSE:RLI NYSE:RLJ NYSE:RLTY NYSE:RMM NYSE:RMMZ NYSE:RMT NYSE:RNP NYSE:ROK NYSE:ROP NYSE:RPT NYSE:RQI NYSE:RS...