but that for the first time, “[f]ilers will be required to verify their email addresses and recertify their user and organization profiles before filings may be submitted
Individuals described above who must register with New York will apply for such registration through the online Investment Adviser Registration Depository (IARD) system by submitting a Form U4 and paying the required $200 filing fee. For individuals who are engaged in investment advisory business a...
including state statutes, federal statutes like theUCC, fraud actions and illegality of the contract, dealing with minors, duress, undue influences, etc.
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Conduct regular penetration testing to check ability to restore backups; and Provide additional cybersecurity awareness trainings and reminders for employees within the organization. Putting it into Practice: Current world events serve as a reminder for why it is important for organizations to prioritize...