The New York State Department of Financial Services (NYSDFS) is responsible for regulating all financial services and products in New York.
DTCC NY State Department of Financial Services (“NYS DFS”) 23 NYCRR 500 (the “Regulation”) These terms apply to the processing of Nonpublic Information, as defined in the Regulation, by the Depository Trust & Clearing Corporation, by itself or through any of its subsidiaries, affiliates ...
NYS Department of Financial Services Outlines Requirements for Transaction Monitoring and Filtering Programs of NY State-Licensed InstitutionsReena Agrawal SahniBradley K. SabelTimothy J. ByrneSylvia FavrettoPhilip UrofskyDanforth NewcombStephen Fishbein
On October 16, 2024, the New York Department of Financial Services (DFS) released an important industry guidance letter aimed at addressing the novel, complex cybersecurity risks associated with artificial intelligence (AI).In i...
Ace Insurance Schoolis a division of Brooklyn School of Real Estate continuing education provider approved by the NY State Department of Financial Services Insurance Department. Our courses are approved by the Superintendant of Insurance as a Continuing Education Course to be offered as part of...
Also, they are filed at the county-level and not with the Department of State. If anyone else is reading this and would like to learn more about if a DBA is necessary for their LLC, check out our article here: Do I need a DBA? Hope that helps! Reply David August 10, 2018 How ...
Visit New York State'sDepartment of Health Visit the State Department ofFinancial Services Find HospitalsNear You in New York State View the New York State Senate and Assembly Bills S8007 and A9007 View the New York State Insurance DepartmentThird Amendment to Reg. 124(Risk Management Course Req...
SCHENECTADY – This Halloween, the City of Schenectady encourages residents to follow guidance issued by the New York State Department of Health (DOH) and the Center for Disease Control and Prevention (CDC) to help prevent the spread of COVID-19.Additional Info... ...
The article discusses the risk related to the use of captives by insurers in New York. Ben Lawsky, superintendent at the New York State Department of Financial Services (DFS), said that the use of captives by insurers leads to instability in the broader financial system. Lawsky said that his...
August 09, 2019Alert Consistent with New York's status as a financial services and technology hub, the New York State Department of Financial Services (the "NY DFS") announced on July 23, 2019 a new Research and Innovation Division (the "Division") focusing on fintech innovation and consumer...