Timothy P. BurkeMerri Jo Gillette
EDT at the CFTC’s New York Regional Office. /jlne.ws/4aIQXuN SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and Discuss AI Regulation at June 6 Meeting SEC The Securities and Exchange Commission’s Investor ...
” said Marc Berger, Director of the SEC’s New York Regional Office. “The failure to preserve and produce responsive documents undermines the Commission’s ability to provide effective oversight of registrants and to carry out its mission ...
Dec 13, 2024 | Firm News Partner Ken Rashbaum Speaks at Corporate Compliance & Ethics Conference at Fordham University On December 13, 2024, Partner Ken Rashbaum spoke at the Society of Corporate Compliance and Ethics (SCCE) New York Regional Conference hosted and sponsored by Fordham University....
Riely (Rielyc@sec.gov) *not admitted in the S.D.N.Y. Sanja)Tadhwa Deputy Chief, Market Abuse Unit and Associate Regional Director Attorney for Plaintiff SECURITIES AND EXCHANGE COMMISSION New York Regional Office 3 World Financial Center, Suite 400 New York, New York 10281 (212) 336-0181...
Lisa Richmond has been named managing principal of the St. Louis office. Mary Short has been named managing principal of the Sacramento office. Nicola Bain has been named managing principal of the New Jersey/New York Metro office. Lance Schmidt has been named managing principal of the Orlando ...
We advise public companies on day-to-day operations, strategic corporate initiatives, corporate governance issues, compliance standards and reporting requirements, including those mandated by Sarbanes-Oxley, the Securities and Exchange Commission (SEC), the New York Stock Exchange, and Nasdaq, and repres...
SEC The Securities and Exchange Commission today announced that it will close its Salt Lake Regional Office (SLRO) later this year, reducing its regional footprint from 11 regional offices to 10. The SLRO has long been the SEC’s smallest regional office and recently has experienced significant ...
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The immigrant experience is the American experience, and Republicans’ politicization of the issue threatens that value, New York Rep. Tom Suozzi said in his convention remarks. “Let’s be clear: The border was broken, but this year, when Democrats and Republicans worked together to finally w...