For purposes of this Rule: (1) references to Rules 4512, 5310, 5320, and 7440 shall be construed as references to General 9, Section 45 and Nasdaq Rules 5310A, 5320A, and Equity 5, Section 4, respectively; (2) Rule 5320.02(b) and the reference to Rule 6420 therein shall be disregar...
(b) If a market is declared fast, Nasdaq Regulation shall have the power to do one or more of the following with respect to the class or classes involved: (1) Suspend the minimum size requirement as permitted under Options 2, Section 5 (Market Maker Quotations) of these Rules. (2) Tak...
“Rule” in the Options 4 Rules shall be read to refer to the NOM Rule; the defined terms “Competitive Market Maker” and “Market Maker” in the Options 4 Rules shall be read to refer to the NOM Market Maker (NOM does not have an equivalent to the “Lead Market Maker” term on ...
(A) it is an exchange-traded product listed on Nasdaq pursuant to Nasdaq Rules 5704, 5705, 5710, 5711, 5713, 5715, 5720, 5735, 5745, 5750 or 5760; and (B) it has at least one Designated Liquidity Provider. (2) A "Designated Liquidity Provider" or "DLP" is a registered Nasdaq mar...
The integrity of The Nasdaq Stock Market is dependent on the consistent and fair application of initial and continued listing standards. It is the responsibility of Nasdaq’s Listing Qualifications (LQ) Team to review and approve companies applying to list securities on Nasdaq. This team is also ...
Get the latest stock market news, stock information & quotes, data analysis reports, as well as a general overview of the market landscape from Nasdaq.
Nasdaq Helsinki Ltd carries out the conditions which are set forth by the legislator. The rules for Nasdaq Helsinki are also adapted to existing EU directives and regulations such as the (EU) Market Abuse Regulation (MAR), the (EU) Transparency Directive, the (EU) Directive regarding Markets ...
Dive deeper into the rules and regulatory structures of listing with Nasdaq globally, plus regional resources.
WASHINGTON (Bloomberg) -- The Nasdaq Stock Market Thursday released the names of the 50 stocks that are to begin trading Monday under the second phase of the Securities and Exchange Commission's new order-handling rules.Among the stocks on the list are MCI Communications Corp., Netscape ...
Each listing firm must adhere to U.S. Securities and Exchange Commission (SEC) Marketplace Rules for Nasdaq listings, including corporate governance rules 4350, 4351, and 4360. The regularbid priceof shares of the company's stock at the time of listing must be at least $4.00; however, a ...