Nasdaq Rule.In the eventthat theissuance of theMilestone Shareswould cause Parent to seekstockholder approvalpursuant toNasdaq Rule 5635(d) (and unless Parent has obtained such stockholder approval), Parent shall pay anyexcess amountof the Milestone Sharesto the Sellersin cash in lieu ofshares of...
The company’s Compensation Committee and Board of Directors approved the grant on July 22, 2024, to be issued in conjunction with the acquisition of The Reiman Agency. Under NASDAQ Listing Rule 5635(c)(4), the grant was made as an inducement material to Mr. Reiman’s entering into an em...
5602. Written Interpretations of Nasdaq Listing Rules(a) A Company, as defined in Rule 5005(a)(6), and a company that has a class of securities that has been suspended or delisted from the Nasdaq Capital Market or the Nasdaq Global Market, but the suspension or delisting decision is under...
Listing Rule 5635(a)(1) due to the Company’s failure to obtain shareholder approval in connection with an acquisition of stock or assets of another company where the issuance or potential issuance is greater than 20% of the total shares outstanding or voting power outstanding; ...
exclusively for the grant of equity awards to individuals who were not previously employees of G1 (or following a bona fide period of non-employment), as an inducement material to such individual’s entering into employment with G1, pursuant to Rule 5635(c)(4...
the compensation committee of the company’s board of directors and granted under the Ultragenyx Employment Inducement Plan, with a grant date of July 16, 2024, as an inducement material to the new employees entering into employment with Ultragenyx in accordance with Nasdaq Listi...
The Exchange recognizes that when a Company makes an equity grant to induce an individual to accept employment, as permitted by the exception contained in Rule 5635(a)(4), it may not be practical to provide the advance notice otherwise required by this Rule. Therefore, when a Company relies...
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7 Nasdaq Global Select Market: Liquidity Requirements Seasoned Initial Public Companies: Affiliated Liquidity Requirements Offerings and Spin- Currently Trading Listing Rule Companies Off Companies Common Stock or Equivalents Round Lot Shareholders 450 450 450 or or or or 5315(f)(1) Total Shareholders ...
Nasdaq Listing Rule 5635(c) requires a company, subject to certain exceptions, to obtain shareholder approval prior to an issuance of securities in connection with equity-based compensation of officers, directors, employees or consultants. Under Nasdaq’s temporary exception to the 5635(c)...