5608. Recovery of Erroneously Awarded Compensation(a) Preamble. As required by SEC Rule 10D-1, this Rule 5608 requires Companies to adopt a compensation recovery policy, comply with that policy, and provide the compensation recovery policy disclosures required by this rule and in the applicable ...
Nasdaq Rule 5605(e) states that, notwithstanding the look-back requirement in Rule 5608(b)(1)(i)(D), a company is required to apply the recovery policy only to incentive-based compensation received on or after October 2, 2023. The SEC found that, for both exchanges, the change to the...
5608. Recovery of Erroneously Awarded Compensation(a) Preamble. As required by SEC Rule 10D-1, this Rule 5608 requires Companies to adopt a compensation recovery policy, comply with that policy, and provide the compensation recovery policy disclosures required by this rule and in the applicable ...
(e) The requirements of Listing Rule 5608 (Recovery of Erroneously Awarded Compensation) apply to any security listed under the Rule 5700 Series, except for: (1) Any security issued by a unit investment trust, as defined in 15 U.S.C. 80a-4(2); (2) Any security issued by a management...
(e) The requirements of Listing Rule 5608 (Recovery of Erroneously Awarded Compensation) apply to any security listed under the Rule 5700 Series, except for: (1) Any security issued by a unit investment trust, as defined in 15 U.S.C. 80a-4(2); (2) Any security issued by a management...
5801. Preamble to the Rules and Procedures Applicable When a Company Fails to Meet a Listing StandardSecurities of a Company that does not meet the listing standards set forth in the Rule 5000 Series are subject to delisting from, or denial of initial listing on The Nasdaq Stock Market. This...
5801. Preamble to the Rules and Procedures Applicable When a Company Fails to Meet a Listing StandardSecurities of a Company that does not meet the listing standards set forth in the Rule 5000 Series are subject to delisting from, or denial of initial listing on The Nasdaq Stock Market. This...
(l) As required by SEC Rule 10D-1, any Company listing on Nasdaq must comply with the requirements of Rule 5608 (Recovery of Erroneously Awarded Compensation). (m) Principal Underwriter (i) “Principal underwriter” shall have the same definition used in Rule 405 promulgated under the Securitie...
(l) As required by SEC Rule 10D-1, any Company listing on Nasdaq must comply with the requirements of Rule 5608 (Recovery of Erroneously Awarded Compensation). (m) Principal Underwriter (i) “Principal underwriter” shall have the same definition used in Rule 405 promulgated under the Securitie...