15. Indemnification.User will indemnify and hold harmless Nasdaq and its employees, officers, directors, providers and other agents from any and all claims and losses imposed on, incurred by or asserted as a result of or related to: (a) any non-compliance by User with the terms and conditio...
We also use your information for compliance with our company policies and procedures, for accounting and financial purposes, and otherwise as required or permitted by applicable law. If you do not provide us with information as described above, we may not be able to fulfill the applicable purpose...
We also use your information for compliance with our company policies and procedures, for accounting and financial purposes, and otherwise as required or permitted by applicable law. If you do not provide us with information as described above, we may not be able to fulfill the applicable purpose...
Section 2.1(a)(iv) or Section 2.1(a)(vi)), such Seller Party shall consult in good faith with the Chief Executive Officer of Nasdaq regarding potential investors and identify any such potential investors to the applicable underwriter or broker, subject in all cases to compliance with appli...
Co-President, Nasdaq.“We look forward to working together in the months to come, ensuring a successful integration, and aligning our go-to-market approach to position us to solve our customers’ most pressing operational challenges across capital markets, risk management, and regulatory compliance....
Gen. Counsel, Chief Risk & Compliance Officer, Chief Privacy Officer and Corp. Sec. Comp: $1.48M Ms. Anita J. Ryan (Age 59)Chief HR Officer Comp: $1.38MMore Executives Key Competitors JD.comNASDAQ:JD Restaurant Brands InternationalNYSE:QSR Yum ChinaNYSE:YUMC Walgreens Boots AllianceNASDAQ:...
29.4 Sanctions Compliance Subscriber warrants that Subscriber is familiar with, has complied with, and will comply, in all respects, with the laws and regulations regarding the offering of unlawful or improper inducements (including the U.S. Foreign Corrupt Practices Act, as amended, and other anti...
Ensuring ADA Compliance for Your Business Signage The Americans with Disabilities Act (ADA) sets forth specific ADA signage requirements to ensure that all public spaces are accessible to individuals with disabilities. These requirements are designed to provide clear guidance on how to make signage ADA...
basis, and the current analysis uses a mixture of data reported to the Fund Secretariat on country programme implementation for various compliance periods and assumes that the phase-out from ongoing projects would be implemented, this document does not determine compliance per se, but [...] [.....
Short Document Checklist Since we are able to gather much of the information needed to verify compliance from publicly available sources, the forms and supporting documentation you need to apply to Nasdaq should take only a short time to prepare. You may click on the links below to preview the...