(B) a configurable dollar amount not to exceed $1.00 through such contra-side Reference BBO as specified by the Exchange announced via an Options Trader Alert. (ii) If the Reference BBO on the contra-side of an incoming order is less than or equal to $1.00, orders with a limit more th...
(c) Notwithstanding the annual dollar limitation set forth in General 9, Section 26, no member shall directly or indirectly give, or permit to be given, anything of more than nominal value to any Nasdaq employee who has responsibility for a regulatory matter that involves the member. For purpo...
(c) Notwithstanding the annual dollar limitation set forth in General 9, Section 26, no member shall directly or indirectly give, or permit to be given, anything of more than nominal value to any Exchange employee who has responsibility for a regulatory matter that involves the member. For pur...
This study suggests that implementation of the one-dollar rule is justified for the following reasons: (1) NASDAQ stocks frequently trading below $1 during the pre-rule period are extremely vulnerable to catastrophic losses; (2) a dramatic decline in extreme loss probability is observed among low...
listings market leadership: Nasdaq featured the largest IPO (Rivian), exchange transfer (Honeywell), SPAC business combination (Lucid), spin (Qualtrics), listing of a SPAC (Soaring Eagle) by proceeds raised- and made history with the largest direct listing (Coinbase) by first trade dollar ...
(i) are not subject to a comprehensive surveillance agreement, and (ii) have less than 50% of their global trading volume in dollar value within the United States, shall not, in the aggregate represent more than 20% of the weight of the index, unless such index is otherwise approved for...
VolumeTradesDollar VolumeSet Default Tab Equities MarketVolume EquitiesTape ATape BTape CUS Equity Total FINRA/TRFTape ATape BTape CTotal Data is updated every 1 minute.Last Update Symbol Lookup StockOptionsBondsMkt. ParticipantGO System Status ...
listings market leadership: Nasdaq featured the largest IPO (Rivian), exchange transfer (Honeywell), SPAC business combination (Lucid), spin (Qualtrics), listing of a SPAC (Soaring Eagle) by proceeds raised- and made history with the largest direct listing (Coinbase) by first trade dollar ...
The amount of the Sales Fee is equal to (i) the Section 31 fee rate multiplied by (ii) the member's aggregate dollar amount of covered sales resulting from transactions through Nasdaq transaction execution systems during any computational period. Adopted Jan. 13, 2006 ( SEC Release 34-53128)...
The Nasdaq 100 is a large-cap growth index. It is comprised of 100 of the largest U.S. and international non-financial companies—all of which are listed on the Nasdaq stock exchange based on their market caps. Some of the major companies listed include Apple, Dollar Tree, Keurig, Sirius...