Focuses on the argument of securities firm officials that the United States Municipal Securities Rulemaking Board's rules (MSRB) may be ill-suited or overly restrictive in some cases for electronic trading of municipal bonds. Claim that board's key rules were based on a conventional trading model...
Securities and Exchange Commission and the Municipal Securities Rulemaking Board; and ii) An investor brochure is available on the MSRB website at www.msrb.org. This describes the protections that may be provided by the Municipal Securities Rulemaking Board rules and how to file a complaint with...
The U.S. Congress created the Municipal Securities Rulemaking Board in 1975. It was given the assignment of creating rules and policies that would help prevent fraud and misleading acts in the securities industry. The MSRB was also designed to implement and support fair trading principles. In add...
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MSRB Withdraws Proposed Municipal Advisor Rules Previously Filed With the SECAmy Natterson Kroll
Despite all of the benefits that SROs like the MSRB may have, strictly enforced rules and rigorous disclosures aren't among them. 4 strikes against municipal bonds In reviewing muni regulation recently, the US Securities and Exchange Commission last week criticized the municipal market, citing its...
(SEC) to eliminateMSRB Rule G-29, which requires dealers to keep a copy of all MSRB rules in all offices that conduct municipal securities activities. MSRB Rule G-29 has become obsolete due to public accessibility of the rules on the MSRB’s website. The MSRB also will conduct a ...
MSRB Rules Could Hurt Issuers. (cover story) This article discusses the impact of the retail order periods proposed by the U.S. Municipal Securities Rulemaking Board on bond issuers. Non-deal financia... HUME,LYNN,GLAZIER,... - 《Bond Buyer》 被引量: 0发表: 2013年 Seven New Members For...
The article reports that the Investment Company Institute has asked the Municipal Securities Rulemaking Board (MSRB) for rule changes it would like MSRB to make, with 529 college savings plans as the focus. MSRB reportedly invited comments from the public as to whether any of its rules needed ...
MSRB Must Clarify Rules for Muni Advisors vs. Broker-Dealers.The author reflects on the issues related to the broker-dealer contracts with the municipal bonds issuers. It mentions that the monthly meeting of the organization Municipal Securities Rulemaking Board was based on the legal and regulatory...