MSRB files revisions to rules G-36 and G-8 with SEC.(Municipal Securities Rulemaking Board official statement and refunding documents rules)Hume, Lynn Stevens
人物简介: 郑浩瑜,曾担任眉山市拾丰装饰工程有限责任公司等公司股东,曾担任眉山市拾丰装饰工程有限责任公司等公司高管。 老板履历 图文概览商业履历 任职全景图 投资、任职的关联公司 商业关系图 一图看清商业版图 更新时间:2025-03-24关联企业0 担任法定代表人0 担任股东0 担任高管0 所有任职企业0 作为最终受益...
:Reports on the United States Securities and Exchange Commission's approval of amendments to the Municipal Securities Rulemaking Board Rules G-38 and G-8 pertaining to disclosure requirements by dealers.HumeLynnBond Buyer
MSRB files Rule G-38 amendment with the SEC.(Municipal Securities Rulemaking Board)Ferris, Craig T
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Enhance the Interest Rate and Descriptive Information Currently Collected and Ma...
Municipal Securities Rulemaking Board Rule G-40 on e-mail contacts approved by the U.S. Securities and Exchange Commission. The amendments to Rule G-40 require dealers to promptly update any change in the required information for their Primary Contact, but not later than 30 days following such...
MSRB Could Change G-38 Proposal: Ban on Consultants May Be Scaled Back.Hume, Lynn
This article reports that the Municipal Securities Rulemaking Board (MSRB) effectively softened guidance on Rule G- 37 it filed with the U.S. Securities and Exchange Commission by refraining from explicitly requiring dealers to check with state and local parties and political action committees to ...
The article focuses on the Municipal Securities Rulemaking Board that plans to send the Securities and Exchange Commission (SEC) a revised version of the guidance and changes to its Rule G-37. The board will remove from the guidance specific suggestions as to how dealers should write supervisory...