These requirements are set out in the Notice on Business Conduct Requirements for Corporate Finance Advisers. MAS has taken into account feedback received from the public consultation. The Notice can be accessed here , and the public consultation and MAS’ response to the feedback received can be...
In February 2023, the MASissued a noticeimposing mandatory baseline standards of due diligence and conduct requirements for corporate finance (CF) advisers. These new requirements raise the standards of conduct of CF advisers. They also improve the quality of discl...
It is proposed that the New Notice will apply to CF advisers who are holders of a capital markets services (CMS) licence and banks, merchant banks and/or finance companies that undertake the regulated activity of advising on corporate finance but are exempt from holding a CMS lic...
on short or no notice under our contracts, and/or customer disputes related to our performance of services and the resolution of unapproved change orders; the effect of state and federal regulatory initiatives, including risks related to the costs of compliance with existing and potential fu...
Xxx Xxxx 00000, Attention: Trustee Sequoia Mortgage Trust 2007-3, or at such other address as the Trustee may designate from time to time by notice to the Certificateholders, the Depositor, the Master Servicer and the Securities Administrator or the principal corporate trust office of any succes...
• Conversely, concerning the closure of records of the visited party, the individual who received the notice, or the witnesses who refuse to sign the record or accept a copy of the same, such events will be registered in the same record without it affecting the validity or probat...
It is proposed that the New Notice will apply to CF advisers who are holders of a capital markets services (CMS) licence and banks, merchant banks and/or finance companies that undertake the regulated activity of advising on corporate finance but are exempt from holding a CMS ...