This level is determined by the lending broker but may not be below minimum levels stipulated by the organized exchange in which the transaction takes place. Minimum initial margin requirements on loans made for the purpose of purchasing securities are required in the United States by the Federal ...
PROBLEM TO BE SOLVED: To provide a margined foreign exchange trading system which has mobility and convenience in foreign currency deposit and foreign currency MM foreign exchange transaction, and where a leverage ratio is fixed to be 1 to be an extreme low-risk and low-return type by minimizi...
要求资本帮助ANDandfor 系统标签: segregationmarginrequirementscapitalsbsdsswap February4,2013 Ms.ElizabethM.Murphy Secretary SecuritiesandExchangeCommission 100FStreet,NE Washington,DC20549 Re:Capital,Margin,andSegregationRequirementsforSecurity-BasedSwapDealersandMajor Security-BasedSwapParticipantsandCapitalRequirement...
So, if you have positions that might—from a total risk standpoint—cancel each other out to some degree, the broker might not require total margin for each position. For example, maybe you bought a bunch of stocks orexchange-traded funds (ETFs)on margin, but sold a stock index futures c...
Commodities positions are marked to market daily, with your account adjusted for any profit or loss that occurs. Because the price of underlying commodities fluctuates, it is possible that the value of the commodity may decline to the point at which your account balance falls below the required ...
Futures initial margins are set by the exchanges (firms may hold higher house requirements) and vary depending on the commodity (market volatility is also a factor). For example, January 2024 CME Group WTI Crude Oil futures required initial margin of $12,342, or roughly 17% of the total co...
Marginis the amount of money required to open and maintain a leveraged position in trading. When you trade on margin, you’re essentially borrowing money from your broker to increase the size of your trade beyond what you could afford with just your own funds. This borrowed money allows you...
transfer all or any part of the Margin or any other amounts held for your account to any account of an Exchange, Clearing House or broker to enable us to pay any margin or such other sums of money by whatever name called demanded or required by such Exchange, Clearing House or broker ...
transfer all or any part of the Margin or any other amounts held for your account to any account of an Exchange, Clearing House or broker to enable us to pay any margin or such other sums of money by whatever name called demanded or required by such Exchange, Clearing House or broker ...
Panelists discussed the developing impact of swap regulation on securitization and what it means for the ability to use swaps in securitization as new regulations take effect. The Dodd-Frank Act added a definition of the term "commodity pool," and the Commodity Exchange Act revised the definition...