2023年，LPL的对外并购和合作的脚步仍未停止。1月，LPL收购经纪自营商Financial Resources Group Investment Services, LLC (“FRGIS”)，以扩大目标市场和补充有机增长。8月，LPL宣布与保诚集团零售财富管理业务达成战略关系协议，保诚将在2024年下半年将其经纪和投资咨询资产，从目前的第三方托管人转移到LPL，待获批。
LPL Financial(以下简称“LPL”)是美国最大的独立经纪交易商、领先的投资咨询公司和顶级托管人,成立于1989年,总部位于美国圣迭戈。LPL坚持“为顾问提供更好服务,使其能最好地公允地服务客户利益”,它致力于为金融产品供应商、投资顾问以及金融机构提供交易清算、理财咨询以及资金托管服务,帮助他们制定完善的资产管理解决...
1月,LPL收购经纪自营商Financial Resources Group Investment Services, LLC (“FRGIS”),以扩大目标市场和补充有机增长。8月,LPL宣布与保诚集团零售财富管理业务达成战略关系协议,保诚将在2024年下半年将其经纪和投资咨询资产,从目前的第三方托管人转移到LPL,待获批。 总结 发展近40年,依靠灵敏的商业嗅觉和金融科技...
Jeff was the first financial advisor in 2014 to have received this recognition in the San Francisco Bay Area. The Women 's Choice Award®Financial Advisorby WomensCertified, Inc., is a premier recognition award for advisors who provide quality service to their female clients and who help them...
Advisory service platforms Customized clearing solutions High net worth private client group LPL Financial is one of the nation’s leading financial services companies and a publicly traded company on the NASDAQ. LPL Financial's mission is rooted in the belief that objective financial guidance is a ...
Advisory service platforms Customized clearing solutions High net worth private client group LPL Financial is one of the nation’s leading financial services companies and a publicly traded company on the NASDAQ. LPL Financial's mission is rooted in the belief that objective financial guidance is a ...
” saidMichael Taaffe, Partner atShumaker, Loop & Kendrick, LLP, outside counsel forAmeriprise. “For years, LPL has flagrantly disregarded industry protocols in how it recruits financial advisors – and they have obtained and mishandled trade secrets and sensitive client data to which they are ...
As part of LPL’s vendor affinity program, Holistiplan will provide LPL’s nearly 21,000 financial advisors with discounted access to its platform as well as training and advice on best practices. The software is designed to automate how advisors review a client’s tax return and find potentia...
LPL Financial简介 LPL Financial(以下简称“LPL”)是美国最大的独立经纪交易商、领先的投资咨询公司和顶级托管人,成立于1989年,总部位于美国圣迭戈。LPL坚持“为顾问提供更好服务,使其能最好地公允地服务客户利益”,它致力于为金融产品供应商、投资顾问以及金融机构提供交易清算、理财咨询以及资金托管服务,帮助他们制定...
LPL Financial简介 LPL Financial(以下简称“LPL”)是美国最大的独立经纪交易商、领先的投资咨询公司和顶级托管人,成立于1989年,总部位于美国圣迭戈。LPL坚持“为顾问提供更好服务,使其能最好地公允地服务客户利益”,它致力于为金融产品供应商、投资顾问以及金融机构提供交易清算、理财咨询以及资金托管服务,帮助他们制定...