A clearing firm takes responsibility for the transaction, and guarantees that it will go through in the end. Brokers use them to settle transactions.
The article reports on the study of Aite Group LLC regarding revenue sources of clearing firms. The study found that trading and margin balances make up 62 percent of clearing firm revenues while fees and money market balances make up 15 and 23 percent, respectively. According to Doug ...
HKEX completed a consultation in December paving the way for a new listing regime for tech firms. It will allow pre-revenue tech firms with a valuation of at least HK$15 billion and pre-profit ones with a valuation of HK$8 billion to go public in the financial hub. For unprofitable firm...
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accounting firms, and other securities service agencies and regulatory agencies, during the process of overseas issuance and listing, according to the CSRC on Friday. 境外上市信息安全责任进一步明确:据证监会2月24日消息,证监会联合财政部、国家保密局、国家档案局形成了《关于加强境内企业境外发行证券和上市相...
Chinese securities regulator clarifies confidentiality responsibilities for firms seeking IPOs abroad Here’s what you need to know about China in the past 24 hours 中国经济要闻 The Hong Kong Exchanges and Clearing (HKEX) will allow tech companies with no earnings or profit to list after a rule ...
ano matter from the legislation and policy by the national government, firms own operation and action or the attitude or concept changed by everyone, 问题从立法和政策由国家政府,企业没拥有操作和行动或者大家或者概念改变的态度, [translate] aI will arrive in the morning from Shanghai, maybe you ...
All brokers and clearing firms have the same overnight margin requirements set by the exchange. The difference comes withday tradingmargins. A weaker risk management structure means they can’t monitor day traders and run the risk of incurring debts. ...
In order to fund Section 31 exchange obligations, we assess a Sales Fee to Clearing Firms relative to the covered sale activity of their executing brokers on NASDAQ.The Sales Fee will be assessed no later than the 10th calendar day of the following month and facilitated through a direct debit...
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