GRACE for Broker-dealer's Branch / Registered Representative Monitoring GRACE helps build and manage oversight of branches and registered representatives to their adherence to regulations, identify conflicts of interest, and any risks . Read More GRACE for Operational Due Diligence Institutional investors ...
Bond Manager Buying a LaSalle Division.(Incapital L.L.C. acquiring Bank of America Corp.s LaSalle Broker Dealer Services division)(Brief article)Ackermann, Matt
s argument goes that sellers have been paying too much by being forced to pay the buyer’s agent and that buyers are really paying for it in the form of a higher price but they aren’t afforded the opportunity to negotiate that fee with their agent since the seller and their broker set...