Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the Securities Industry Essentials (SIE) exam and the General Securities Representative Qualification (Series 7) Examination. We offer a variety of instructi...
You need to work for them for 4 months; after that, they can file a special application called a Form U4 that registers you for the exam. Take and pass the FINRA Series 7 license exam. Like the SIE, there are no degree or work requirements, but most candidates have a colleg...