The anti-corruption legal infrastructure subsequently improved, with the passing of several laws, including the Anti-Bid-Rigging in Public Procurement Act (1999), the Facilitation Act for Licences and Permits (2015), and the Public Procurement Act (2017). Measures to improve governance were also e...
Section 86 of the Bill provides some general amendments to Section 54 of the Act. The amendments are an attempt to revamp the regulatory regime on the registration of all securities that are issued pursuant to the Bill. The Bill introduces under Section 86(6) a provision that a p...
The 2023 Securities and Exchange Commission (SEC) examination priorities address accounting and financial reporting matters important to registered investment advisers (RIAs) managing private funds. RIAs have received a lot of attention from the SEC of late. In February, the SEC’s Division of Examina...
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Are the securities you are being sold approved by the brokerage firm. Are the securities you are being sold registered, or exempt from registration under state and federal law. Be vigilant, and if you think something may be wrong, do something about it. The failure to act often results in...
The new congressional measure would require private equity funds to annually disclose assets invested in China, Iran, Russia and North Korea to the U.S. Securities and Exchange Commission, which would then be required to make public a report based on the information. ...
Overall, private capital has generated handsome returns for its investors over the past decade, although there was a performance dip in 2023, likely due to muted public market valuations leading to reduced exit activity and lower distributions. These conditions dampened the ...
Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934 and Commission Statement on the Relationship of Cooperation to Age... S Releases 被引量: 15发表: 2001年 Voting Records At Mutual Funds: Still a Hard Read. The article focuses on the impact a 2002 ...
Building on the success of our inaugural edition in 2023, our latest report has once again analysed the data captured from the deals we’ve closed, coupled with commentary from across our International Debt Finance team to produce a report that will be of benefit to lenders, borrowers and spon...
The Investment Company Act of 1940 was passed in order to establish and integrate a more stable financial market regulatory framework following theStock Market Crash of 1929. It is the primary legislation governing investment companies and their investment product offerings. The Securities Act of 1933 ...