KUWAIT: The Kuwaiti Capital Markets Authority has on the 9th September 2020 extended a three-year license to Kuwait Finance House (KFH) to practice securities activities pursuant to Law No 7/2010, confirmed a bourse filing. Restricted access Login to continue reading (existing subscriber) ...
* Horowitz & Company, Inc. is registered as an investment advisor with the State of Florida and conducts business in other states where it is properly registered or is excluded from registration requirements. Registration does not imply any level of skill or training. ...
19: Requirements for State-Registered Advisers Lawrence Russell and Company believes that clients with sophisticated financial and investment planning needs should be served by an advisor who has extensive executive-level business experience and a college and graduate level education in economics, finance,...
We will only transfer your data to a recipient outside your jurisdiction in accordance with applicable legal requirements. You should be aware, however, that no method of transmission over the Internet or method of electronic storage is completely secure. While security cannot be guaranteed, we str...
44%of the firms considering adding investment services already have consulted with an outside financial services company. 38%of the firms planning to offer investment services said they could do so without hiring new staff. Source: Advisor's Capital Investments, Woodstock, Connecticut. ...
If you are a retail client who accesses this Site via your advisor, then we are not providing you with financial services under these Terms and Conditions. If you need any more information on the financial services provided to you, please contact your advisor. You will access this Site only...
Financial AdvisorI'm a broker dealer or registered investment advisor. I'm looking for investments for my clients along with timely insights. Institutional InvestorI'm an institutional investor looking to review investment strategies, timely insights and connect with my PIMCO relationship management team...
Credit ratings data.The FCA has found that users have limited choice in credit ratings data services, particularly in the case of larger firms that face regulatory and end- investor requirements, as such firms have to license data from all of the key market players. ...
Azure Advisor is a service that, among other things, identifies virtual machines with low utilization from a CPU or network usage standpoint. From there, you can decide to either shut down or resize the machine based on the estimated cost to continue running the machines. Advisor also provides...
Often confused online, the registered investment advisor (RIA) is the firm, and the IAR is the individual who represents the firm with clients and the public. There is only one case where the two might be used interchangeably: when an RIA employs one person, an RIA. ...