Noun1.insider trading- buying or selling corporate stock by a corporate officer or other insider on the basis of information that has not been made public and is supposed to remain confidential trading- buying or selling securities or commodities ...
An Aggressive Insider Trading Case, Law360Thomas O. Gorman
agencyconflictbasedonthespecificprovisionsinthetradingrulesofeachstockexchange,alongwithsurveillanceofsuchrules,weshowthatmoredetailedexchangetradingrulesandsurveillanceovertimeandacrossmarketssignificantlyreducethenumberofcasesbutincreasetheprofitspercase.Keywords:Insidertrading,Surveillance,ExchangeTradingRules,LawandFinance...
Insider trading of a different sort alleged Summary: Infamous insider trader Raj Rajaratnam may have been convicted of conspiracy and securities fraud in 2011, but as the case of his younger ... Prosecutors may face difficulties in prosecuting alleged inside trader Rengan Rajaratnam QI saw a news...
交易慣例. 3.1 國順證券在適當考慮過市場慣例、適用規例及對所有客戶是否公平之後,可決定在執行客戶的買賣盤時的優先次序,而交易指示未必可以是“最佳價”或“市場價”執行,客戶同意在任何情況下,國順證券依照客戶發出的指示所進行的交易承擔責任。 Sample 1 ...
While we must analyze the law relating to insider trading in the context of the Indian regulatory regime, we shall for the purpose of a comparative analysis also refer to certain American regulations/ laws.•The important definitions to be taken note of in order to understand the ambit and ...
(3) he acted with intent to defraud.10He also asserted that the SEC's theory in this case was a novel application of the misappropriation theory, which would improperly expand the insider trading law, and therefore violate his due process rights.11The court was not convinced by ...
Insider trading, which is currently in the headlines due to the fallout from hedge fund SAC Capital—and which U.S. authorities say is the largest case of insider trading yet—has become easier to detect, and therefore more difficult to perpetrate, thanks to detection systems that scour e-mai...
ways," said Marc Fagel, a lecturer at Stanford Law School and former U.S. Securities and Exchange Commission (SEC) regional director. "There are statutory insiders (officers, directors, 10% shareholders) who have certain legal duties, but 'insider' for insider trading purposes is much broader...
As the evidence in an insider trading case is largely circumstantial, SEC staff has to establish a chain of events and fit together pieces of evidence, much like a jigsaw puzzle. A case brought by the SEC against a consulting executive and his friend in September 2011 illustrates this point....