Moomoois a free trading app powered by Nasdaq-listed FinTech FUTU. Its parent company Moomoo Financial Inc. is an SEC and FINRA regulated brokerage with headquarters in Palo Alto, CA. You can look up their FINRA’s BrokerCheck records here (CRD#: 283078/SEC#: 8-69739). Moomoo has two...
Broker-dealer agents are required to register with Alaska’s Division of Banking and Securities through the FINRA-managed Central Registration Depository (CRD). Stockbrokers who are registered in Alaska must pass either the Series 63 or 66 state exams in combination with a product exam such as th...
Elish & Elish Inc –Regulated by the United States Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) with license numbers SEC: 8-41551 and CRD: 24409, respectively Doo Financial Australia Limited –Regulated by the Australian Securities & Investments ...