On March 15, the Hong Kong Securities Regulatory Commission warned the public to beware of a suspected virtual asset trading platform called “MEXC”. MEXC actively promotes its services to Hong Kong investors, but it has not received a license from the Hong Kong Securities Regulatory Commission...
As Hong Kong gradually emerged from the effects of Covid-19 over the past year, the financial regulators, in particular the Securities and Futures Commission (the “SFC”), have also become increasingly active. In recent months, there has been an uptick in the number of investigations initiated...
aOPV 正在翻译,请等待... [translate] awell down 下来井 [translate] aLive attenuated JE vaccine 正在翻译,请等待... [translate] aby Hong Kong Stock Exchange and China Securities Regulatory Commission 由香港证券交易所和中国证券管理委员会 [translate] ...
On 28 January 2022, Hong Kong’s Securities and Futures Commission (SFC) reprimanded and fined Citigroup Global Markets Asia Limited (CGMAL) HK$348.25 million for serious regulatory breaches and internal control failures in relation to the issuance of misleading indications of interest1(IOIs...
On 21 June 2023, Hong Kong’s Securities and Futures Commission (SFC) issued its 2022-23 Annual Report, covering key regulatory developments and providing insight into the latest enforcement trends during the financial year of 2022-23. The major enforcement...
(for example, changes to the responsible person, registered capital, contact details, penalties against the overseas securities firm by overseas regulatory authorities relating to the domestic enterprise etc). In Hong Kong, notification to the HKEx is only requ...
The Securities and Futures Commission of Hong Kong (SFC) and Hong Kong Monetary Authority (HKMA), as the respective securities and banking authorities of Hong Kong (Regulators), have come a long way since 2016 in shaping the regulatory regime for intermediaries in...
Hong Kong Securities and Investment Institute 香港證券及投資學會 Hong Kong Trade Development Council 香港貿易發展局 The Law Society of Hong Kong 香港律師會 Office of the Privacy Commissioner for Personal Data, Hong Kong 香港個人資料私隱專員公署 9 Speakers and 6 Session Hosts Programme 內容 1:30...
To further deepen mutual stock market access between the Mainland and Hong Kong (Stock Connect) and promote the development of both capital markets, the China Securities Regulatory Commission (CSRC) and the Hong Kong Securities and Futures Commission (SFC) have agreed in principle that the Mainland...
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