Standard legal and financial due diligence checklist as part of an investment process Standard information regarding FCA compliance including corporate identity verification and Directors Questionnaires (available on request once a specific deal is progressing) ...
Most managers reconfirm investor eligibility via negative consent (i.e., investors are informed of their status on file with the manager and are asked to notify the manager of any changes), whereby a failure to respond by any investor operates as consent to its current status. ERISA Stat...
Impact Investing Diligence Checklist Read Article for Seraf Toolbox: Impact Investing Due Diligence Checklist Capitalization Tables with Waterfall Analysis Read Article for Seraf Toolbox: Capitalization Tables with Waterfall Analysis Read More Author...
Most managers reconfirm investor eligibility via negative consent (i.e., investors are informed of their status on file with the manager and are asked to notify the manager of any changes), whereby a failure to respond by any investor operates as consent to its current status. ERISA Stat...
After this we had an opportunity to move onto questions from the attendees. One comment came fromFred Gehmwho has worked in due diligence for a fund of funds which allocated to the CTAs through separately managed accounts. He made the statement that if the manager doesn’t have an external ...
Investor demand on research:doing longer and deeper due diligence before investing, with a more detailed checklist of "must-haves" than ever before. What the edge/ Competitive advantage:Your hedge fund must have a competitive advantage over others in the market. This may be a marketing advantage...
The offer window is an excellent opportunity to ask for follow-up conversations with employees you didn’t get a chance to meet during interviews, such as a close cross-functional counterpart or your would-be manager. (Make sure you get face time with your boss at least once during the int...
so long as the manager is transparent about this shift and gives investors a chance to redeem at a fair price before making the change, a change in strategy is permissible. however, if the manager makes a fundamental change, for example from one asset class to another, without disclosing the...
Oliver Scharping, Lead Portfolio Manager, Bantleon Bantleon judges that spreads are also wider due to regulatory risks and delays in the US and China: “A more hostile US regulator in the FTC is seen in Lina Kahn being appointed as Chair. We believe it is possible that she will set an ag...
Carlo V. di Florio, Director, United States Securities and Exchange Commission, Office of Compliance Inspections and Examinations interviewed byNicholas Donato, Editor, Private Equity Manager Mr. di Florio started off with some post-registration statistics: ...