标准适当人选fitand适当人选的Fit 系统标签: fitpropercriteria人选lfetosfc Fit and Proper Criteria Hong Kong December 2000 ___ I N D E X Page(s) 1. Introduction 1 2. Fit and Proper Test 3 3. Initial Fit and Proper Criteria 4 4. Additional Fit and Proper Criteria for 14 Securities Margin...
1.1.1(a) (iv)适当的人选(“Fit and Proper") 在规管文件中的一个共同常用语,从规管的角度表明某个人担任或意图担任某种职 … doc.mbalib.com|基于14个网页 3. 合适人选 ...士或机构,成为某认可机构的小股东控权人时,会按是否合适人选(fit and proper)准则衡量,换言之,国浩需要向该局提 … ...
Fit and Proper Criteria 来自 sfc.hk 喜欢 0 阅读量: 7 作者: H Kong 摘要: 1.1 In most financial markets throughout the world, intermediaries providing securities, futures and foreign exchange services are required to be authorised by a regulatory authority. This requirement arises from the ...
the basis of fit and proper criteria or to ongoing supervision and monitoring in relation [...] legco.gov.hk 然而,儘管它們涉嫌違反有關規定時,需要接受調查及 執法行動,但它們無需在符合「適當人 選 」準則的 情況 下獲得 到認可或就防止清洗黑錢及恐怖分子籌資活動的制度與管控措 施接受持續...
When you apply for membership, your qualified person responsible for training (QPRT) will need to confirm that you are a fit and proper person to be admitted.
equality and the pay gap would have been welcomed. daccess-ods.un.org 将欢迎对关于两性平等和工资差别的 建议 作出 更强烈的反应。 daccess-ods.un.org [...] Protection of Investors Ordinance (Cap. 335), the Fit and Proper Criteria, Code of Conduct for Persons Registered with the Secu...
(c) Mr WONG Ting-kwong's view that while the requirements relating to character and reputation of the "fit and proper person" criteria under section 129 of SFO might equally apply to an officer of MPF trustees, the requirements on financial status and financial integrity might not be applicabl...
Some of the criteria include who provides consistent quality content, who makes the fewest mistakes, who makes topics interesting and understandable, who cares abouthelpingyou more than promoting themselves, who has both education and practical experience, and who you can believe because you can relat...
(c) Mr WONG Ting-kwong's view that whilethe requirementsrelating to character and reputationofthe"fitandproper person" criteria under section 129 of SFO [...] legco.gov.hk legco.gov.hk (c) 黃定光議員認為, 《證券及期貨條例》 第 129 條的" 適當人 選 "準則中關乎品格 及信譽的規定可同樣適...
(c) Mr WONG Ting-kwong's view that while the requirements relating to character and reputationofthe"fitandproper person" criteria under section 129 of SFO might equally apply to an officer of MPF trustees, the requirements on financial status and financial integrity might not be applicable as ...