Russell D. SacksReena Agrawal SahniBarnabas W.B. ReynoldsThomas DoneganCharles S. GittlemanJennifer D. MortonOliver LinchJenny DingSteven Blau
FINRA Rule 2241FINRA research rulesFINRA research FAQsFinancial Industry Regulatory Authority (FINRA)PurposeTo address practical issues broker-dealers may face in reviewing and revising their policies and procedures in response to FINRA's new fixed-income research rule, modifications to its equity ...