Format Changes and Timeline On November 15, 2021, FINRA/NYSE TRF will begin supporting timestamps with up to nanosecond granularity (HH:MM:SS.sssssssss) in accordance with amendments to FINRA's equity trade report rules. Please refer to FINRA Regulatory Notice 20-41 for additional information ...
An interview with Maribel Gerstner, an expert on Financial Industry Regulatory Industry (FINRA), is presented. When asked to whom the FINRA rules apply, Gerstner says that it applies to banks and broker/dealers who sell securities products and are registered with the FINRA. She claims that the...