How To Earn Your FINRA Series 3 License! What Is A FINRA Series 3 License? Offer or solicit business in futures or options on futures at a futures commission merchant (FCM) or introducing broker (IB) or who supervise any such person ...
AB Training Center provides provides both SIE and the Series 7 license review courses in a variety of formats so you can choose the method of study that will help you the most. You can choose between online training courses, self-study courses, or in-person classes. These courses will help...
Those who hold a Series 3 license specialize in commodities. The Series 3 exam consists of two parts which include 125 multiple-choice questions as well as true/false questions. You are given two and a half hours to complete the exam. This test assesses your knowledge of futures trading in...
We are pleased to announce that uSMART Capital, LLC, a sister company of uSMART Hong Kong, is now a member of the Financial Industry Regulatory Authority (FINRA) (Central Registration Number CRD: 329365). This milestone strengthens uSMART Hong Kong’s presence in the U.S. m...
Simple license transition and onboarding process in under 48 hours. User-friendly technology-based compliance and supervisory platform. Peer networking and collaboration opportunities. Affordable E&O Insurance Coverage. Discounted rates from BA Research and Data Partners. ...
Series 63执照(Uniform Securities Agent license),授权持证者在本州内进行交易。所有Series 6和Series 7的持有者也须持有该执照。考试时长75分钟,考察内容为《统一证券法》(the Uniform Securities Act)中的条款。 Series 65 - Uniform Investment Adviser Law Exam ...
License Exam Manual (LEM) Pros Created by an organization known for test prep Additional instructor support for hands-on teaching (must have Premium subscription) Cons More expensive than other programs that offer similar content (likeSTCUSA) ...
Bring one valid, government-issued identification with a signature and picture, such as an unexpired driver’s license, passport or military ID. Ensure that your name on this ID is the exact same name under which your exam is scheduled. No electronic, photocopies or faxes of ID or of name...
If you are exploring a career in finance related to advising clients on investment strategy, you’ve probably heard about the CFA® charter and the FINRA Series 7 license. So, how do you know which one to earn? In this article comparing the CFA charter to the FINRA Series ...
How to Pass the SIE License Exam What is the Series 6 License Exam? What is the Series 63 License Exam? What is the Series 65 License Exam? What is the Series 66 License Exam? What is the Series 7 License Exam? What is the SIE License Exam? 8 Financial Securities Courses 3,200+...