Controlled Vocabulary Terms Code of ethics; financial servicesdoi:10.1002/9781118266298.ch16Ragatz, Julie ADuska, Ronald FBoatright, John RJohn Wiley & Sons, Inc.Ragatz, Julie A., and Ronald F. Duska. 2010. "Financial Codes of Ethics." In Finance Ethics: Critical Issues in Theory and ...
CODE OF ETHICS FOR FINANCIAL PROFESSIONALS OWNER: Citi CFO CONTACT(S): CITI FINANCE ISSUE DATE: DECEMBER 24, 2004 REVISED DATE: OCTOBER 17, 2019 Table of Contents 1 OVERVIEW 2 CODE STATEMENT 3 CODE ATTESTATION 1 2 3 1 OVERVIEW 1.1 OBJECTIVE, SCOPE AND TARGET AUDIENCE The Citi Code of ...
adding a provision stating that the Code supplements, and does not supersede, the Company’s Code of Business Conduct and Ethics; adding a provision requiring any waiver of the Code for executive officers to be approved by the Board of Directors or a committee of the Board; and adding a pro...
This Code of Financial Ethics applies to the principal executive officers, principle financial officers, principal accounting officers or controllers, or persons performing similar functions (each, a “Covered Person”), and has been adopted by the Audit Committee of the Board of Directors of Dow I...
” the “Company,” or “we”), believe that strong principles and the highest standards of ethical conduct are critical to our success. The AFG Code of Ethics (“Code”) reflects our commitment to ethical conduct. It also sets out principles to guide you when you act on behalf of the ...
Ininvesting, ethics helps inform theinvestment decisionsof some individuals and companies. For example, an individual may have a moral objection to smoking and therefore refrain from investing in tobacco companies. Ethics may be both positive and negative in investing; that is, it may inform where...
Because of their special role, the CEO, CFO and all members of the Cisco Finance organization are bound by this Financial Officer Code of Ethics.I understand that as a steward for Cisco: 1) I am entrusted to ensure that the business works ethically to maximize shareholder value, and 2) I...
Code of Ethics for the CEO and Senior Financial Officers The Company has a Code of Conduct applicable to all directors and employees of the company. The Chief Executive Officer and all senior financial officers, including the Chief Financial Officer and
ETHICS @ HEART ASA PERSONAL FINANCE PROFESSIONAL, I SHALL FOLLOW & ABIDE BY THE FOLLOWING CODE OF ETHICS AND PROFESSIONAL CONDUCT TO LIVE UP TO THE TRUST ENDOWED IN ME BY MY CLIENTS AND TO UPHOLD THE DIGNITY OF OUR PROFESSION. KNOW MORE ...
Capital Capital Asset Pricing Model (CAPM) Capital Expenditure Capitalism Central Limit Theorem (CLT) Chartered Financial Analyst (CFA) Chief Executive Officer (CEO) Code of Ethics Coefficient of Variation (CV) Collateral Command Economy Comparative Advantage Compound Annual Growth Rate (CAGR) Compound ...