The Financial Services and Markets Act 2000 (Stakeholder Products) Regulations 2004doi:2004 No. 2738介绍性文本1.引文和注释2.解释3.利益相关者产品的含义4.某些存款账户5.某些集体投资计划中的单位6.某些关联长期合同下的权利7.适用于某些利益相关者产品的特征和条件8.适用于平滑关联的附加条件长期合同9....
in particular electronic commerce, in the Internal Market (Directive on electronic commerce) (No. 2000/31/EC) ("the Directive"), in respect of matters within the scope of regulation by the Financial Services Authority under the Financial Services and Markets Act 2000 (c. 8) ("the 2000 Act...
Financial Services And Markets.This article looks at some laws concerning financial services and markets passed by the British Parliament as of September 2008. It discusses the Financial Services and Markets Act 2000 (Market Abuse) Regulations 2008 that amend some of the sections of the act. It ...
These Regulations implement in part Directive 2004/39/EC of the European Parliament and of the Council on markets in financial instruments (OJ No L 145, 30.4.2004, p.1) ("MiFID"). MiFID will also be implemented by the Financial Services Authority ("FSA") using powers under the Financial...
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment No. 2) Regulations 2007doi:2007 No. 2160... 被引量: 0发表: 0年 Blackstone's Guide to the Financial Services and Markets Act 2000 The Blackstone's Guide Series delivers concise and accessible books coveri...
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There is an unparalleled level of regulatory reform taking place globally across financial services. These reforms aim at reducing global markets systemic risk by making them safer. Regulations involving restructuring banks, increasing tax transparency or strengthening capital requirements, are being drawn ...
Several regulations require financial institutions such as HSBC to publically disclose specific information. These disclosures contribute to increased transparency in financial markets and help market participants make informed decisions. Read more AIFMD ...
Several regulations require financial institutions such as HSBC to publically disclose specific information. These disclosures contribute to increased transparency in financial markets and help market participants make informed decisions. Read more AIFMD ...
There is an unparalleled level of regulatory reform taking place globally across financial services. These reforms aim at reducing global markets systemic risk by making them safer. Regulations involving restructuring banks, increasing tax transparency or strengthening capital requirements, are being drawn ...