Financial Regulation In Australia: Who Should Regulate The Regulators?(Australian Prudential Regulation Authority)Fitts, DanGregory, Stuart
The change that many regulators are trying to influence here is move operational risk and resilience from being a second line of defense concern, to the first line of defense, embedded in the business owned by operations or the people who actually provide the services to the customers and the ...
Significant breakthroughs in the development of Artificial Intelligence (AI) have also been observed within the AP region in the last 12 months. This surge in activity and popularity across FS industry participants has also been closely matched by regulators. Across the region, we continue...
A number of recent actions by Australian regulators to mitigate the price pressure concerns have begun to take effect, with the Australian Prudential Regulation Authority recently determining that lenders could only issue higher-risk interest-only loans in up to 30 percent of their total mortgages tak...
At the same time, there has been on-going and burgeoning interest in financial literacy programmes by these same bodies, aimed at redressing some of the deficiencies in financial literacy they and others have found. Similar developments are evident in Australia, where regulators, industry ...
journal of financial regulation and compliance europes securities regulators working together under the new eu regulatory framework article information Financial regulation and compliance.[ Kotz, H. David; ]. Devise an organized, proactive approach to financial compliance Financial Regulation and Compliance ...
Financial industry work experience refers to holding positions in financial institutions, such as banks, securities firms, insurance companies, investment funds, futures, and trusts, and at financial regulators (Güner et al., 2008). Given the differences in business scopes, nature, and rules of en...
The role of central banks and financial regulators in responding to climate change challenges Debates on the role of the central banks and financial regulators As the financial risks from climate change are becoming more apparent and relevant to the banking sector, a growing number of central banks...
Governance– The Regulators recognise that in order to drive effective change in D&I, the leadership and culture of a firm is critical and boards are ultimately responsible for setting strategy and culture and holding management to account for promoting D&I. The paper queries if targets for represen...
Hedge fund billionaire Liang Wenfeng builds model on tight budget despite US attempt to halt China’s high-tech ambitions Investment trusts Record number of Hargreaves Lansdown customers vote in trust battle Saba loses key battle to take over management of Herald trust ...