Before April 1, 2013, the financial services in the UK was supervised and regulated by the Financial Services Authority (FSA). With the outbreak of the 2007-2008 financial crisis, the British government decided to adjust the financial regulatory system. To this end, the FSA was abolishedand it...
FCA(Financial Conduct Authority)即英国金融行为监管局,前身是FSA(金融服务局,Financial Services Authority)。FSA在1997年10月28日,由证券投资委员会(SIB)改制为金融服务局(FSA)。FSA直接向英国财政部门负责,除了监管银行业外,举凡保险业、金融产品顾问业、抵押贷款业、保险中介业与衍生性金融商品经纪商等皆纳入FSA的...
英国FCA全称Financial Conduct Authority,中文名为“英国金融行为监管局”。 英国是目前世界上金融服务最完善、最健全的国家,它通过FCA对所有在其境内注册的金融机构进行严格的监管。 目前市面上常见的FCA监管分为三大类:全牌照监管(Authorised)、EEA监管(EEA Authorised)、基础监管。 ●全牌照监管 全牌照监管是含金量最...
The UK Financial Conduct Authority (“FCA”) has recently issued a consultation paper on its plans to publish information about enforcement investigations that it has opened. This represents a major departure from its long-standing practice of maintainin
Discover the Financial Audit Authority UK, the cornerstone of financial transparency and accountability. Specializing in financial, compliance, and performance auditing, alongside investigative and advisory services. Committed to upholding the highest
The Financial Conduct Authority has published a speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, on ten years of FCA innovation. In the speech, Ms Rusu announced the launch of the AI Lab, which will help the FCA in its mission to facilitate firms overcome ...
Arguably the top choice would be a license issued by the Financial Conduct Authority (FCA) of the UK, located in London. We in the business all know that it is almost impossible to walk down any street in the City of London without bumping into an FX broker. There is a ...
The UK Financial Conduct Authority has fined a subsidiary of Guaranty Trust bank over money-laundering systems and controls.
在2013年4月1日之前,在英国的金融服务管理都由英国金融服务管理局负责,即FinancialService Authority(FSA)。随着2007-2008年金融危机的爆发,英国政府决定重新调整金融监管体系,最终FSA被废止,其职能被两个新组织所取代,分别是FCA金融行为监管局与PRA审慎监管局。 审慎监管局主要是负责审慎监管和银行监管、信贷、保险等主...
The Financial Conduct Authority (FCA) has three operational objectives in support of its strategic goal—to protect consumers, to protect and enhance the integrity of the U.K. financial system, and to promote healthy competition between financial services providers in the interests of consumers. The...