In response to the structured products crisis of 2008, many changes were made to the Singapore regulatory landscape over the past three years. More recently, in July 2011, the Financial Advisers Regulations (Cap 110, Rg 2, 2004 Rev Ed) was amended and an important new...
Numbers are down on last year, thanks in part to the burden of new regulations. But is this necessarily a bad thing? July 6 2024 How to protect your wealth from future Labour tax raids Advisers plot ways to ‘Labour-proof’ clients’ finances after landslide victory ...
the Financial Advisers Regulations as well as the Securities and Futures (Licensing and Conduct of Business) Regulations. The proposed regulations come after the MAS banned the advertising of cryptocurrency to
Here are the disclosures we're required to provide under various law, regulations and recognised codes of practice for our financial market clients
As the marketplace becomes increasingly fragmented, and regulations more complex, providing consistent and compliant advice to clients can be a challenge. Financial advisers and intermediaries are using multiple software systems to manage the planning and advice process; each of which comes with its ...
Trump’s recruitment of watchdog chiefs impeded by talk of regulatory cuts Advisers to incoming president float plans to consolidate patchwork of banking bodies December 12 2024 Sheila Bair Elon Musk should keep his hands off the CFPB The agency has a tiny budget but has helped the American con...
In terms of section 288(1)(b) of the FSRA, which empowers regulations to provide for procedural and administrative matters necessary to implement the provisions of this Act, some specific powers and duties are given to the FSCA in relation to the provision of benchmarks. These will enable ...
Rockstead Capital Private Limited holds a capital markets services licence for the provision of fund management services to eligible investors and is an exempt financial advisor pursuant to paragraph 20(1)(d) of the Financial Advisers Act (“FAA”). Accordingly, this website and its contents is ...
The Bank or any of its directors, senior management, employees, agents, shareholders, subsidiaries, branches, advisers or representatives shall not be liable for the contents of this document or any loss or damage caused by the contents of this document or in connection with it (whether due to...
Guidelines to provide greater clarity on what constitutes the provision of financial advisory service under the Financial Advisers Act by setting out a two-stage test. The first stage involves determining whether the activity in question amounts to providing financial advice. The second stage invol...