9 RegisterLog in Sign up with one click: Facebook Twitter Google Share on Facebook AcronymDefinition FCAFFuel Cells Application Facility(Centre for Process Innovation; UK) FCAFFederal Consistency Assessment Form FCAFFoothills Climate Analysis Facility(University of Calgary; Canada) ...
Although the SDR Rules have been keenly awaited by the market and offer a degree of regulatory certainty, their scope is fairly narrow, thus limiting their practical impact on the UK’s institutional alternative investment market. However, these rules lay a foundation for the FCA’s future regula...
What can UK asset managers do now? The TPT Framework advises firms to ensure that transition plans are not viewed as merely a compliance exercise but that they form a critical component of a firm’s business – helping to explain to clients, shareholders and investo...
正式な名前 Data.Details.Full Name string 個人の名前 会社名 Data.Workplace Location 1.Firm Name string 顧客対応の役割を担っている住所の市区町村の行に表示される個人の職場の会社名 場所1 Data.Workplace Location 1.Location 1 string 顧客対応の役割を担っている住所の市区町村の行に表示さ...
See our full list of instruments, indicative pricing and margin requirements Trading Sessions Check out our trading sessions schedule. Holiday Hours Stay up to date with the latest markets holidays. Submit Withdrawal Form (FCA) Submit Internal Transfer Form (FCA) SUBMIT BROKER TO BROKER F...
Firms and individuals can only conduct regulated financial activities in the UK if they are authorised by theFinancial Conduct Authority. Let us introduce you to compliance consultants that have been getting firms authorised for over twenty years and have yet to have their first failure. ...
Our company guarantees our customers fast execution of all necessary operations, full transaction transparency and full customer support at all stages of acquiring a foreign company with EMI UK FCA licenses. Get In Touch Address:31 Victoria St, London SW1P 2HT, UK Email:[email protected] ...
Data Privacy Framework (EU-U.S. DPF) and the UK Extension to the EU-U.S. DPF, and the Swiss-U.S. Data Privacy Framework (Swiss-U.S. DPF) as set forth by the U.S. Department of Commerce. FCA has certified to the U.S. Department of Commerce that it adheres to the EU-U.S...
Automatic reminder emails, flagging of high-risk submissions and assignment of tasks Use one of our pre-built forms that are fully customisable, or build your own form from scratch Graphical dashboard that can be tailor-built to give a full view of all submissions and guide further action...
Despite some calling for it, the FCA has opted not to re-implement ‘full rebundling’. “Full bundling would lead to opacity of prices paid for research services, challenge the ability to compare prices paid across research providers, and not preserve competition in the separate markets for re...