The FCA has, since its inception, had the power to ban people it does not deem fit and proper from working in the financial services sector. The fit-and-proper standard considers honesty, competence, capability and financial soundness. Whilst it is common for the FCA to use its ...
ARs are persons who carry out regulated activity under the responsibility of an authorised firm (their principal), who is responsible for ensuring the AR is fit and proper and complies with relevant rules. Such arrangements are used in the asset management sector, often as a ...
It raises the level that Senior Managers need to demonstrate that they are adequately able to oversee their areas of the business and obliges firms (not the regulator) to regularly assess and certify their client-facing and other critical staff as "Fit and Proper". As a result, compliance ...
The Directory will include all those who hold Senior Manager positions requiring FCA approval and those whose roles require firms to certify that they are fit and proper. This includes those in consumer-facing roles, such as mortgage and investment advisers. ...
A core requirement is that the most senior decision-makers in firms should be fit and proper for their roles, and take reasonable steps in the execution of their duties. The regime also aims to ensure that all financial services staff meet expected conduct standards and clearly understand make ...
fit [fɪt] a. v. 健康的,适合的 (使)适合,安装 fix [fɪks] vt. 修理;安装;确定,决定 flag [flæɡ] n. 旗;标志 flat [flæt] n. 楼中一套房间;公寓(常用pl) flood [flʌd] n. 洪水 floor [f...
5. Stay healthy and balanced During college, maintain healthy eating habits, proper exercise, and adequate sleep. Avoid prolonged use of electronic devices, limit sugary drinks and avoid overexertion. In addition, keep a balanced min...
The identification and functional characterization of natural variants in plants are essential for understanding phenotypic adaptation. Here we identify a molecular variation in At2g47310 that contributes to the natural variation in flowering time in Ara
The list above does not represent an exhaustive list of situations that may interfere with proper operation of openpilot components. It is the driver's responsibility to be in control of the vehicle at all times. Limitations of openpilot ACC and FCW ...
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