In its Business Plan for 2024-25, the FCA has set out an ambitious programme of work for the final year of its 3-year strategy to achieve better outcomes for consumers and markets. Nikhil Rathi, Chief Executive of the FCA, said: 'We’ve already made significant progress in delivering ...
Our Business Plan this year highlights our commitment to a range of work designed to strengthen the UK’s position in global wholesale markets and putting consumer needs first. We have already taken significant steps to support UK capital markets and will continue to build on that strength in th...
The FCA has released its 2021/2022 Business Plan which discusses three distinctive changes to improve the way in which they regulate firms by being more innovative, more assertive and more adaptive.
December 23, 2024 @ 11:48 amByOmar Faridi| A review by the LSB (Lending Standards Board) of its registered firms’ application of the Standards of Lending Practice for business customers has identified 102 areas where action has been needed to “bring firms into compliance with the Standards’...
The existence of veto rights over material matters in relation to the running of the UK-authorised person, such as changes to the business plan or strategy. Communication with authorities:As part of the assessment of controllers, the PRA and FCA may contact relevant UK authorities and non-UK ...
Planning and implementing business transactions: in order to plan and implement an actual or contemplated merger, acquisition, financing, sale, bankruptcy, or restructuring of all or part our business or assets. Securing and protecting our assets and rights: to protect our business operations, secure...
06/02/2024 Le football occupe une place prépondérante dans la société française. De la passion des supporters aux infrastructures modernes, en passant par une organisation rigoureuse des championnats, le football en France est à la fois un spectacle de haut niveau et un véritable levier...
Improving outcomes in the pension market is a critical part of the FCA's work on consumer investments, as announced in the FCA's Business Plan 2021/22. We are focusing on ensuring consumers have the right level of advice and guidance to help them make informed pensions decisions. In...
Planning and implementing business transactions: in order to plan and implement an actual or contemplated merger, acquisition, financing, sale, bankruptcy, or restructuring of all or part our business or assets. Securing and protecting our assets and rights: to protect our business operations, secure...
Regulator Pressures Firms to Close the Gap The FCA is now urging financial advisers to assess their internal processes and ensure they are meeting contractual commitments for ongoing financial services. Simon Walls, the regulator’s interim executive director of markets, underscored the importance of ...