Regtech SteelEye Report: US Enforcement Actions Hit Record High in 2024 as UK FCA Fines Tripled January 17, 2025 @ 7:39 amByOmar Faridi| The US Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) reported “record-breaking” enforcement actions in 2024, whi...
[2] 英国2021年《国家安全和投资法》:2023-24 年度报告https://assets.publishing.service.gov.uk/media/66fff9a6e84ae1fd8592ee62/National_Security_and_Investment_Act_-_Annual_Report_2023-24.docx.pdf 作者 彭俊,高级合伙人,北京办公室,联系方式:pengjun@jtn.com,业...
参考文献 [1] Alibaba Group Holding Limited. Fiscal year annual report 2023. https://static.alibabagroup.com/reports/fy2023/ar/ebook/en/index.html, 2023. [2] Rongyu Cao, Hongwei Li, Ganbin Zhou, and Ping Luo. Towards...
[2] OFSI’s Annual Review 2021/22 p.2. [3] FCA letter to the Treasury Select Committee on 4 July 2022, p.1. [4] FCA’s Business Plan 2023/24. [5] FCA’s Annual Report 2022/23, p.15. [6] NCA’s Red Alert. [7] OFSI’s Annual Review 2021/22 p.4. [8] FCA’s S...
This resolves the investigation referred to in the Bank’s annual report in June 2024. Starling regrets and apologises for the events and shortcomings that led to the FCA’s Final Notice. The Final Notice details failings that occurred at Starling between December 2019 and November 2023 in ...
In a similar previous study, Jiang and Chun (2023) identified that although technology tools had been employed to train English intonation, the L1 Chinese Mandarin students continued to face challenges in tone choice which naturally pressed them to use many fillers, pause in the wrong position, ...
“On a simple aggregated basis of 2018 results, the combined company’s annual revenues would be nearly €170 billion with operating profit of more than €10 billion and net profit of more than €8 billion.” Elkann (pictured above left), 43, chairman and chief executive of the Agnelli fam...
‘comply or explain’ rule requires issuers to include a statement in their annual financial report setting out whether they have made TCFD1-consistent disclosures. Where they have not, and / or where such disclosures are in a document other than their annual report...
In 2021, Fixler was dismissed from her post as head of sustainability at DWS for publicly questioning the claim in its 2020 annual report that more than 50% of its assets under management were ESG-integrated. DWS are currently being investigated by the German and U.S. financial regulators for...
Starting with the 2023-24 Academic Year, all students in the State of Ohio qualify for the Ohio EdChoice Scholarship. The expansion scholarship designates families whose household income is at or below 450% of the federal poverty line as eligible for the full amount of the scholarship. Families...