The FCA has been issuing fines since 2013, with some years busier than others. Here's a breakdown of the top 20 penalities to date.
FCA Fines Citi Brokerage $15M for Surveillance Woes August 23, 2022 by Eugene Grygo A U.K. regulator, the Financial Conduct Authority (FCA), has imposed a fine of $14.8 million (£12,553,800) upon Citigroup’s international broker-dealer subsidiary for breaches of the Market Abuse Regulat...
For the financial year ending 31 March 2020, the FCA has achieved 217 outcomes using its enforcement powers and has imposed fines totalling £224,428,900. Cross-sector priorities The Business Plan also sets out the FCA's...
From 2nd December 2020, the Central Bank in UAE will begin taking action against the unregistered... Explore More News AML Council to Impose Sanctions on Property Dealers for Non-compliance The Philippines’s Anti-Money Laundering Council (AMLC) is all set to impose sanctions and fines o.....
FCA hands out fines totalling just £6.3m in its first half The article reports on the retail distribution review (RDR) report card published by the Financial Conduct Authority (FCA) for the financial services indus... E Mchugh 被引量: 0发表: 0年 The Meaning of European Union from With...
SEC hands out $79mn in fines over latest round of messaging violations Perella Weinberg Partners and Interactive Brokers among 10 firms caught up in latest enforcement action February 1 2023 Investment Banking Perella Weinberg banker tied to insider trading probe found dead ...
3.(2009福建卷) Foreign drivers will have to pay on-the-spotfines of up to L900 for breaking the traffic law to be carried out next month. 4.On a ridge a few miles away, wespota herd of 40 grazing elk. 5.My brother's face was covered...
fines and administrative detention. When a violation is severe enough, there are several criminal sanctions for breaches involving personal information under the Criminal Law of China. The most relevant one is “infringement ...
Violatorsface the prospect of fines and worse. They could be hit with fines of up to 200yuan($29). For repeat violators, the city can add black marks to their credit records, making it harder for them to obtain bank loans or even buy train tickets. Shanghai authorities are responding to...
Summaried the differences in size grading,limit of microfines content and fineness modulus specified by the manufactured sand standards from different coun... HJ Yue,LI Bei-Xing,MK Zhou,... - 《Concrete》 被引量: 9发表: 2012年 Modified gray prediction model of service life for airport cement...