There are many different types of financial crimes, including counterfeiting, securities fraud, embezzlement, conspiracy to...
Another significant issue that affects the bond’s yield is the fact of risk vs. return. As with all financial securities, thetrade-offfor greater security is less return. Therefore, it will always depend on the investor’s risk/return profile when it comes to setting a target yield. In e...
Explain the different types of finance companies and their features. Briefly describe the different types of risk. Indicate which type of risk is most difficult to quantify and explain why that is the case. Describe the major types of risks to financial securitie...
Stocks and bonds are the most traditional types of financial instruments, although there are sophisticated ways to invest in these securities. When an investor purchases stock, he or she is obtaining an equity stake in that corporate entity that entitles him or her to share in profits and vote ...
Underwriters work in many areas of finance, from the insurance industry to mortgage lending. Underwriters determine the level of risk for lenders. Underwriters are critical to the mortgage industry, insurance industry, equity markets, and common types of debt securities trading because of their ability...
They also have to register with the Securities and Exchange Commission (SEC) or a state securities regulator. Who an advisor registers with depends on the amount of money they’re managing. If they’re managing $110 million or more in client assets, they’rerequired to file with the SEC. ...
Financial markets are of following types:Stock Market - A form of market where sellers and buyers exchange shares is called a stock market. Bond Market - A market place where buyers and sellers are engaged in the exchange of debt securities, usually in the form of bonds is called a bond ...
To enroll in the ChFC program, a person must have at least three years of experience in the finance industry. “This designation is an alternative to the CFP designation, but both designations are appropriate credentials for advisers who are able to provide comprehensive and d...
In cross-sectional momentum strategies, a long-short portfolio is created by studying the relative performance of the securities over a selected period. For example, consider the S&P 500 index. To create a cross-sectional momentum strategy, we will calculate the performance of 500 stocks in the ...
In finance and banking, cash indicates the company'scurrent assets, or any assets that can be turned into cash within one year. A business'scash flowshows the net amount of cash a company has, after factoring in both incoming and outgoing cash and assets, and can be a good resource for...