SEC Attempts to Define VC.The article reports that the U.S. Securities and Exchange Commission (SEC) is working with the National Venture Capital Association to come up with a definition of venture capital (VC).EBSCO_bspMoney Management Letter...
Financial Regulations A final technical aspect of financial responsibility comes from the US Legal website, which discusses financial responsibility in relation to Securities and Exchange Commission regulations for publicly traded companies. US Legal explains that the commission's use of the term financial...
2011 was an uneven year for registered follow-on equity offerings (defined as Securities and Exchange Commission (SEC)-registered transactions) in the life science industry. The first half of 2011 continued the strength that emerged in the fourth quarter of 2010 (Figure 1). Figure 1. Life scie...
Short Sale Rule Short Sale Rule Definition A Securities and Exchange Commission (SEC) regulation that put a restriction short sales being placed on a downtick in the shares of stock. Short selling was only allowed on an uptick (last trade is higher than the previous trade) or zero-plus ...
First up is the Securities and Exchange Commission (SEC), which —up until June— defined cryptocurrencies in general as securities, meaning assets in which someone invests in the expectation of receiving a return. In March, for example, it issued apublic statementindicating that it would regulate...
Securities and Exchange Commission regulators demanded money managers to explain the standards for classifying funds as ESG-focused, Bloomberg reports. This latest round of scrutiny is the SEC’s second into possible ESG mislabeling since last year. ...
(five) the securities law stipulates that the securities depository and clearing institutions have their own funds of not less than 200 million yuan, but have not provided for the minimum registered capital. The management measures of the stock exchange have made a supplementary provision to stipulat...
The central bank is cooperating with the Thai Securities and Exchange Commission and the finance ministry to point out restrictions specific to the crypto industry. For example, “cryptocurrencies cannot become a means of payment,” Sethaput noted. The governor emphasized that, despite local authoritie...
The Philippine Dealing & Exchange Corp (PDEx) is one of the two major exchanges in the Philippines, the other being the Philippine Stock Exchange. PDEx is licensed by the Securities and Exchange Commission (SEC) as an Exchange under the provisions of the Securities Regulation Code (SRC). In...
securities commission (of the State Council) 证券委Trad.證券委 zhèng quàn wěi securities commission abbr. for 證券委員會|证券委员会 法兰克福证券交易所Trad.法蘭克福證券交易所 Fǎ lán kè fú Zhèng quàn jiāo yì suǒ Frankfurt Stock Exchange (FSE) ...