CONFLICTSOFINTERESTPOLICYAuthorisedandregulatedbyFCA(FSA)•ASIC•SFP•CRFIN•CySEC2ConflictsofInterestPolicyCONFLICTSOFINTERESTPOLICYIronFXGlobalLimited(the“Company”),whoseregisteredofficeisat17,Gr.Xenopoulou,3106Limassol,Cyprus,isauthorisedandregulatedbyCyprusSecuritiesandExchangeCommissionunderlicencenumber125...
FCA thematic review into insurance intermediary conflicts of interestAngus Rodger
most notably the introduction of a new Office for Professional Body AML Supervision (OPBAS) that will be hosted by the Financial Conduct Authority (FCA) • discussions with the FRC on the future of non-audit matters, including the FRC Accountancy Scheme for complaints and discipline are ongoing...
This Policy Statement describes how the offices of Goldman Sachs in the United Kingdom and the European Union (“Goldman Sachs Europe” or “GS Europe”) identify and manage potential conflicts in connection with the publication of research. This Policy Statement summarises more detailed policies ...
We conclude that a legacy of the pandemic in Australia appears to be heightened journalistic sensitivity to the conflicts of interest of experts and policy advisors, especially in relation to large-scale public health issues. 展开 关键词: Conflicts of interest experts journalism practice journalists ...
In this article, the author discusses ethical and policy issues related to the disclosure of hidden sources of funding in research. The author argues that ... Resnik,B David - 《Academic Medicine》 被引量: 24发表: 2009年 Disclosures of funding sources and conflicts of interest in published HI...
Simon Collins: Addressing conflicts of interest within FCA guidelines.EBSCO_bspMoney Marketing
The author talks about the aggressive approach of the Financial Conduct Authority (FCA) in Great Britain to managing the issue of conflicts of interest. She focuses on a case involving a non-executive director (NED) upon whom a large fine and a ban were imposed for failure to disclose a ...
FCA Imposes £17.6 Million Fine on Investment Adviser for Mismanagement of Conflicts of InterestRobert G Leonard